Privacy & Confidentiality Policy

Your privacy and the security of your information are our highest priorities

Our Commitment to Privacy

At DUSTIN BLODGETT INSIGHT CAPITAL LLC, we understand that your financial information is highly sensitive and personal. We are committed to maintaining the confidentiality and security of all client information in accordance with applicable federal and state privacy laws and regulations.

Information We Collect

To provide you with comprehensive financial advisory services, we may collect the following types of information:

Personal Information

  • Name, address, phone number, and email address
  • Date of birth and Social Security number
  • Employment information and income details

Financial Information

  • Bank account and investment account information
  • Assets, liabilities, and net worth
  • Investment objectives and risk tolerance
  • Tax returns and financial statements

Transaction Information

  • Investment transactions and account activity
  • Communications and correspondence with our firm

How We Use Your Information

We use the information we collect to:

  • Provide investment advisory and financial planning services
  • Manage your investment accounts and execute transactions
  • Communicate with you about your accounts and our services
  • Comply with legal and regulatory requirements
  • Improve our services and client experience
  • Protect against fraud and unauthorized transactions

Information Sharing and Disclosure

We do not sell your personal information to third parties. We may share your information only in the following circumstances:

Service Providers

We may share information with third-party service providers who assist us in providing our services, such as custodians, broker-dealers, and technology providers. These providers are contractually obligated to maintain the confidentiality of your information.

Legal Requirements

We may disclose information when required by law, regulation, or legal process, or when necessary to protect our rights or the rights of others.

With Your Consent

We may share information with other parties when you have given us explicit permission to do so.

Business Transfers

In the event of a merger, acquisition, or sale of assets, client information may be transferred to the acquiring entity, subject to the same privacy protections.

Security Measures

We implement comprehensive security measures to protect your information:

  • Physical security measures to protect our offices and records
  • Electronic security measures including encryption and secure data transmission
  • Procedural safeguards including employee training and access controls
  • Regular security assessments and updates to our systems
  • Secure disposal of information when no longer needed

Your Privacy Rights

You have the following rights regarding your personal information:

Access: You have the right to request access to the personal information we hold about you.
Correction: You may request corrections to any inaccurate or incomplete information.
Opt-Out: You may opt out of certain information sharing, subject to legal and contractual limitations.
Communication Preferences: You may choose how you receive communications from us.

Data Retention

We retain your personal information for as long as necessary to provide our services and comply with legal and regulatory requirements. This typically includes:

  • The duration of our client relationship
  • Any period required by law or regulation
  • Any period necessary to resolve disputes or enforce our agreements

Regulatory Compliance

Our privacy practices comply with applicable federal and state laws and regulations, including:

  • Gramm-Leach-Bliley Act (GLBA)
  • Securities and Exchange Commission (SEC) regulations
  • State privacy laws and regulations
  • Industry best practices and standards

Updates to This Policy

We may update this Privacy & Confidentiality Policy from time to time to reflect changes in our practices or applicable laws. We will notify you of any material changes by posting the updated policy on our website or by other appropriate means. Your continued use of our services after such changes constitutes acceptance of the updated policy.

Questions or Concerns?

If you have any questions about this Privacy & Confidentiality Policy or wish to exercise your privacy rights, please contact us:

+1 (209) 517-5380
dustin@insightcapmgmt.org
1390 Willow Pass Road, Suite 960, Concord CA 94520-5200

Last Updated: January 2025

DUSTIN BLODGETT INSIGHT CAPITAL LLC | EIN: 86-3950211

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